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Find Securities Mediation in California


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Dr. Edward S. Fitch, Fitch Mediation

Sacramento, CA | Securities Mediation

(916) 218-8181

 

David T. Alexander, Law Office of David T. Alexander

Walnut Creek, CA | Securities Mediation

(650) 387-4382

 

Eve Wagner, Sauer & Wagner LLP

Los Angeles, CA | Securities Mediation

(310) 712-8100

 
 

John S. Preston, John S. Preston Mediation

San Francisco, CA | Securities Mediation

(510) 763-9131

 
 

Gilda R. Turitz, Sideman & Bancroft LLP

Oakland, CA | Securities Mediation

(415) 392-1960

 
 
 
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Securities Mediation

Securities Mediation

Securities mediation is an informal process where an independent party, the mediation attorney, assists people involved in a brokerage dispute to settle claims without arbitration or an expensive lawsuit. Mediation for securities-related disputes is overseen by the Financial Industry Regulatory Authority (FINRA).

The process is initiated when one party within the dispute requests a mediation attorney's assistance, and the other party agrees. A meeting between the two parties is held at the mediation attorney's office, where both sides present their case. The mediation attorney then guides each party toward a solution by asking thoughtful questions to clarify and focus the negotiations.

A session with a mediation attorney usually lasts one day, and the only out-of-pocket costs are filing fees payable to FINRA and payment to the mediation attorney for his/her time and expenses.

For more information about this topic, you are encouraged to read the articles within this category.

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