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Find Securities Mediation in Connecticut


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Howard M. Rosenfield, Law Offices of Howard Rosenfield

Farmington, CT | Securities Mediation

(860) 677-4334

 

Irwin Kahn, Kahn Mediation and Arbiration

New Haven, CT | Securities Mediation

(212) 227-8075

 

Edward L. Schiff, Edward L. Schiff, ESQ.

New Haven, CT | Securities Mediation

(212) 907-9770

 

Howard M. Rosenfield, Law Offices of Howard Rosenfield

Bridgeport, CT | Securities Mediation

(860) 677-4334

 

Mark Helman, Helman Office

Hartford, CT | Securities Mediation

(401) 667-7210

 
 

Andrew Maneval, Chesham Consulting, LLC

Hartford, CT | Securities Mediation

(603) 827-3151

 

James C. Dempsey

Darien, CT | Securities Mediation

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Securities Mediation

Securities Mediation

Securities mediation is an informal process where an independent party, the mediation attorney, assists people involved in a brokerage dispute to settle claims without arbitration or an expensive lawsuit. Mediation for securities-related disputes is overseen by the Financial Industry Regulatory Authority (FINRA).

The process is initiated when one party within the dispute requests a mediation attorney's assistance, and the other party agrees. A meeting between the two parties is held at the mediation attorney's office, where both sides present their case. The mediation attorney then guides each party toward a solution by asking thoughtful questions to clarify and focus the negotiations.

A session with a mediation attorney usually lasts one day, and the only out-of-pocket costs are filing fees payable to FINRA and payment to the mediation attorney for his/her time and expenses.

For more information about this topic, you are encouraged to read the articles within this category.

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