Admitted
1978, California and District of Columbia
Law School
University of San Diego, J.D., magna cum laude, 1977; Columbia University, LL.M., 1979
Law School Graduation Year
1979
College
University of Minnesota, B.A., summa cum laude, 1974
Biographical
Articles Editor, San Diego Law Review. Co-Author: with Francois-Ihor Mazar, Risk Management of Financial Derivative Products: Who's Responsible for What ? 21 J. Corp. L. 177 (1995); with David A. Westbrook and Soo J. Yim, OnLine Trading: Issuers, Broker-Dealers and SROs, in Securities in the Electronic Age: A Practical Guide (J. Olson & H. Pitt, eds., 1998). Director, Division of Market Regulation, Securities and Exchange Commission, 1993-1995.