Admitted
1964, District of Columbia
Law School
Harvard University, J.D., 1963
Law School Graduation Year
1963
College
Vanderbilt University, A.B., magna cum laude, 1959
Memberships
American Bar Association (Member, Subcommittee on Securities Activities of Insurance Companies, Federal Securities Law Committee); Bar Association of the District of Columbia; National Association for Variable Annuities, Inc. (Member, Regulatory Affairs Committee).
Biographical
Phi Beta Kappa; Omicron Delta Kappa. Co-Author, The Insurance-Security Identity Crisis, 46 George Washington Law Review 790, 1978. Guest Lecturer, Georgetown University Law Center, Financial Institutions—Investment Management, 1982-1990. Speaker: FBA-ICI Mutual Funds and Investment Management Conference, 1981, 1992, 1996; ALI-ABA Life Insurance Company Products Conference, 1983-1987, 1989-1999; PLI '40 Act Institute, 1998-2000; Hartford Institute of Insurance Taxation, 1998; SEC/ICI Procedures Conference, 1983; SEC Staff Training Program, 1988. Assistant Chief Counsel, 1968 and Attorney, 1963-1968, Division of Investment Management, U.S. Securities and Exchange Commission. Member, Editorial Board, The Investment Lawyer.