Admitted
1969, Nebraska; 1973, District of Columbia
Law School
Harvard Law School, J.D., 1969; Georgetown University, LL.M., Taxation, 1974
Law School Graduation Year
1974
College
Carleton College, B.A., magna cum laude, 1966
Biographical
Phi Beta Kappa. Law Clerk to Hon. Donald P. Lay, U.S. Court of Appeals, Eighth Circuit, 1971-1972. Co-Author: How to Register as a Small Broker-Dealer, Third Ed., 1990; How to Operate a Broker-Dealer, Second Ed., 1991. Author, Public and Private Real Estate Syndicate Offerings Handbook, Fourth Edition, 1982. Member: Direct Participation Program Committee, 1994-1996 and DPP Qualifications Review Committee, 1990—, National Association of Securities Dealers, Inc. Attorney-Advisor, Securities and Exchange Commission, 1972-1974.