Admitted
1980, New York; 2001, District of Columbia
Law School
University of Chicago, J.D., 1979
Law School Graduation Year
1979
College
Dickinson College, B.A., 1976
Memberships
The Association of the Bar of the City of New York (Investment Management Regulation Subcommittee); The District of Columbia Bar; American Bar Association (Investment Management).
Biographical
Securities and Exchange Commission, Division of Investment Management: Associate Director (Public Utility and Investment Company Regulation), 1997-2000; Assistant Director, Office of Regulatory Policy, 1995-1997; Deputy Office Chief and Special Counsel, Office of Investment Adviser and Disclosure Regulation, 1989-1995.