Stuart J. Kaswell

Securities, Mediation
1775 I Street, N.W.
Washington, District of Columbia 200062401


Securities

Admitted

1979, Virginia; 1980, District of Columbia; 1981, Maryland, U.S. District Court, District of Columbia and U.S. Court of Appeals, Fourth, Ninth and District of Columbia Circuitss; 1983, U.S. Supreme Court

Law School

Washington College of Law of American University, J.D., 1979

Law School Graduation Year

1979

College

Vassar College, A.B., with general/departmental honors, 1976

Memberships

The District of Columbia Bar; Virginia State Bar; Maryland State Bar Association.

Biographical

Author, An Insider's View of the Insider Trading and Securities Fraud Enforcement Act of 1988, 45 Bus. Lawyer 145, 1989, revised in ABA, 3 Securities Law, Administration, Litigation and Enforcement 252 (1991). Staff Attorney, 1979-1983, Special Counsel, 1983-1984 and Branch Chief, 1984-1986, Division of Market Regulation, U.S. Securities and Exchange Commission. Minority (Republican) Counsel, Committee on Energy and Commerce, U.S. House of Representatives, 1986-1990. Senior Associate, Winthrop, Stimson, Putnam and Roberts, Washington, D.C., 1990-1994. General Counsel and Senior Vice President, Office of the General Counsel, Securities Industry Association, 1994-2003.

Military